Forms

Disclosure documents

Disclosure documents have been updated on 1 March 2019 for the commencement of the Australian Financial Complaints Authority

All stockbroking accounts

• St.George Directshares Terms and Conditions
• St.George Directshares Financial Services Guide
• St.George Financial Services Guide
• CMC Markets Stockbroking Best Execution Policy

In addition to the above documents if you wish to trade options

• Exchange Traded Options Product Disclosure Statement

Other:

• Privacy Statement
• Website Terms and Conditions
• Dispute handling

Margin Lending account application forms

• Margin Letter Authority form

Warrants and Options

• Warrant Client Agreement form
• Options Account Application

US Tax forms

You can now complete your US Tax forms electronically through the stockbroking platform. Simply navigate to the Support menu and select US Tax Form from the drop down.

Refer to the user guide for assistance.

Alternatively, if you wish to complete a paper form, please select from the options below.

• W-8BEN (Individuals)
• W-8BEN-E (Entities)
• W-9 (US Citizens)
• W-8IMY (Intermediary Partners)

One off Sales and Partly paid securities

• Partly Paid Security form
• Estate Sale form

Administration forms

• Authorised Agent form
• Electronic Confirm Authority form
• External Data Agreement form
• Change of Nominated Bank Account
• Account Closure
• CHESS Sponsorship Agreement form

Stock transfer forms

• Transfer CHESS Holdings form
• Off Market Transfer Form
• Issuer Holdings CHESS Conversion form
• International Broker to Broker Transfer form

For any questions, or to have a form sent to you, please call us on 1300 133 500.